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Job Vacancy Kochi, Kerala Position Compliance Executive at Pentad Securities Pvt. Ltd

Pentad Securities Pvt. Ltd company logo
Published 4 weeks ago

Pentad Securities Pvt. Ltd is thrilled to announce job openings for the position of Compliance Executive in the Kochi area. We are currently offering Full-time opportunities.

We are seeking candidates with excellent skills and a minimum of beginners/seniors in the field. In addition, we value honesty, discipline, and a strong sense of responsibility in our workforce.

At Pentad Securities Pvt. Ltd, we operate in the (according to the company) industry. If you are intrigued by our company and wish to pursue this exciting opportunity, we encourage you to apply directly.

Don't miss out on the chance to be part of our dynamic team. Submit your application today and take the first step towards a rewarding career with Pentad Securities Pvt. Ltd.

Job Information

Company:Pentad Securities Pvt. Ltd
Position:Compliance Executive
City:Kochi, Kerala
Province:Kerala
Education:Confidential
Salary:INR 15.000 - INR 20.000 per Month
Job Type:Full-time

Job Description

Company: Pentad Securities Pvt. Ltd

Roles and Responsibilities:

  • Liaisoning with the Exchanges
  • Managing inspections by exchanges, depositories, and SEBI
  • Internal audits related to depositories and exchanges
  • Submission of enhanced supervision data and periodic filings
  • Regulatory approvals for advertisements
  • KYC compliance and monitoring
  • Handling investor complaints and controls testing
  • Evaluating new regulatory guidelines
  • Preparing and submitting MIS and status reports

Desired Candidate Profile:

  • Experience in compliance and liaising with regulators
  • Effective communication skills
  • Able to work in a fast-paced environment
  • Proficient in Microsoft Office

Job Type: Full-time

Pay: ₹15,00 – ₹20,00 per month

Benefit

  • Opportunities to contribute to business growth
  • Skill development
  • Work-life balance
  • Access to the latest technology
  • Collaborative work environment
  • Professional training
  • Professional networking opportunities
  • Opportunities for promotion
  • Recognition and performance awards
  • Valuable work experience

Requirements

  • Experience in the Related Field (Preferred)
  • Physically and Mentally Healthy
  • Able to Work Under Pressure
  • Good Communication Skills
  • Minimum Education of High School Diploma
  • No Criminal Record
  • Minimum Age of 18 Years
  • Able to Work in a Team
  • Willing to Be Placed in the Designated Work Location

Company Address

Province Kerala
City Kochi
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Company Information

Pentad Securities Pvt. Ltd

Pentad Securities Pvt. Ltd is a prominent financial services company based in India, specializing in investment and wealth management solutions. With a dedicated team of professionals, the company offers a wide range of services, including stock broking, mutual funds, and portfolio management, catering to both individual and institutional investors. Committed to delivering personalized financial strategies, Pentad Securities aims to empower clients to achieve their financial goals through innovative solutions and exceptional service.